Individual Firm
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John Callea
JOHN CALLEA
CRD#: 2855137
IA
B
MORGAN STANLEYCRD#: 149777 888 Veterans Memorial Highway
Suite 300
Hauppauge, NY 11788
Suite 300
Hauppauge, NY 11788
View By:
7/19/2004
Customer Dispute
Denied
State Registrations
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California 5/10/2024
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Nevada 5/10/2024
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Colorado 5/10/2024
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New Jersey 5/10/2024
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Connecticut 5/10/2024
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New Mexico 5/10/2024
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District of Columbia 5/10/2024
B
New York 5/10/2024
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Florida 5/10/2024
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New York 5/10/2024
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Georgia 5/10/2024
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North Carolina 5/10/2024
B
Idaho 5/10/2024
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Ohio 5/10/2024
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Illinois 5/10/2024
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Pennsylvania 5/10/2024
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Kansas 5/10/2024
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South Carolina 5/10/2024
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Kentucky 5/10/2024
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Texas 5/10/2024
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Maryland 5/10/2024
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Texas 5/10/2024
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Massachusetts 5/10/2024
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Vermont 5/10/2024
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Michigan 5/10/2024
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Virginia 5/10/2024
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Missouri 5/10/2024
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Wisconsin 5/10/2024
SRO Registrations
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Registered with this firm since 5/10/2024
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Registered with this firm since 5/10/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/23/2009 - 05/14/2024 | SMITHTOWN, NY | |
B | 10/23/2009 - 05/14/2024 | SMITHTOWN, NY | |
IA | 10/20/2004 - 10/23/2009 | NEW YORK, NY | |
B | 10/20/2004 - 10/23/2009 | NEW YORK, NY | |
IA | 11/25/2002 - 10/20/2004 | NEW YORK, NY | |
B | 03/04/2002 - 10/20/2004 | NEW YORK, NY | |
B | 08/24/2001 - 01/14/2002 | NEW YORK, NY | |
B | 10/07/1997 - 08/29/2001 | OMAHA, NE | |
B | 06/05/1997 - 10/23/1997 | NEW YORK, NY | |
B | 05/14/1997 - 06/03/1997 | NEW YORK, NY |
SMITHTOWN, NY
10/23/2009 - 05/14/2024
SMITHTOWN, NY
10/23/2009 - 05/14/2024
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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