Individual Firm
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GREGORY MICHAEL REED
GREG REED
CRD#: 2854671
IA
B
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 3201 SOUTH PROVIDENCE ROAD
SUITE 102
COLUMBIA, MO 65203
SUITE 102
COLUMBIA, MO 65203
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 3201 SOUTH PROVIDENCE ROAD
SUITE 102
COLUMBIA, MO 65203
SUITE 102
COLUMBIA, MO 65203
View By:
8/8/2003
Customer Dispute
Settled
State Registrations
B
Arizona 7/7/2023
B
Missouri 2/4/2011
B
Arkansas 8/30/2012
IA
Missouri 2/7/2011
B
Colorado 1/8/2015
B
Nebraska 8/7/2015
B
Florida 2/4/2011
B
North Carolina 4/23/2013
B
Georgia 3/8/2021
B
North Dakota 1/4/2023
B
Idaho 6/8/2018
B
Ohio 5/28/2014
B
Indiana 3/3/2025
B
Oklahoma 3/17/2016
B
Iowa 2/4/2011
B
Oregon 8/24/2016
B
Kansas 2/24/2021
B
Texas 4/29/2013
B
Louisiana 12/26/2023
IA
Texas 7/23/2013
B
Minnesota 4/18/2017
B
Wisconsin 11/12/2021
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 2/7/2011
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Registered with this firm since 2/4/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/01/1999 - 02/07/2011 | COLUMBIA, MO | |
B | 12/12/1997 - 02/07/2011 | COLUMBIA, MO | |
B | 02/26/1997 - 01/14/1998 | COLUMBIA, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.