Individual Firm
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JUSTIN JON BARHAM
CRD#: 2854648
IA
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OG ADVISORY GROUP, LLCCRD#: 326855 103 KIRK AVENUE SE
ROANOKE, VA 24011
ROANOKE, VA 24011
View By:
1/9/2023
Judgment / Lien
9/21/2022
Judgment / Lien
State Registrations
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Virginia 11/9/2023
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Registered with this firm since 11/9/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/15/2020 - 11/03/2023 | Roanoke, VA | |
IA | 01/28/2020 - 07/13/2020 | Roanoke, VA | |
B | 06/20/2019 - 03/16/2020 | Roanoke, VA | |
IA | 01/03/2018 - 06/20/2019 | Salem, VA | |
B | 01/03/2018 - 06/20/2019 | Salem, VA | |
IA | 01/08/2013 - 12/31/2017 | SALEM, VA | |
B | 01/02/2013 - 12/31/2017 | SALEM, VA | |
IA | 01/02/2013 - 01/03/2013 | SALEM, VA | |
IA | 02/24/2006 - 01/02/2013 | ROANOKE, VA | |
B | 02/03/2006 - 01/02/2013 | ROANOKE, VA | |
IA | 04/06/2000 - 01/26/2006 | ROANOKE, VA | |
B | 02/20/1997 - 01/26/2006 | MONTPELIER, VT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.