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Detailed Report
ALBERT KURT HECHT
CRD#: 2854426
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2501 20TH PL S STE 350
BIRMINGHAM, AL 35223
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1998 - 1999 (<1 year)2 FIRMS1999 - 2005 (6 years)2 FIRMS2005 - 2009 (4 years)2 FIRMS2009 - 2016 (7 years)2 FIRMS2016 - Present (8 years)BOLDE DISCOUNT CORPORATION (CRD# 5979)1997 - 1998 (<1 year)
Disclosure(s)
View By:
10/25/2004
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 10/17/2016
B
Mississippi 6/18/2024
IA
Alabama 10/17/2016
B
Missouri 6/18/2024
B
Arizona 6/18/2024
B
New Jersey 6/18/2024
B
California 6/18/2024
B
New York 6/18/2024
B
Colorado 6/18/2024
B
North Carolina 6/18/2024
B
Connecticut 6/18/2024
B
Ohio 6/20/2024
B
District of Columbia 6/18/2024
B
Pennsylvania 6/18/2024
B
Florida 6/18/2024
B
Tennessee 6/18/2024
B
Georgia 6/18/2024
B
Texas 6/18/2024
B
Illinois 3/24/2025
IA
Texas 6/19/2024
B
Louisiana 6/18/2024
B
Virginia 6/18/2024
B
Maryland 6/18/2024
B
Washington 6/18/2024
B
Massachusetts 10/24/2016

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2501 20TH PL S STE 350, BIRMINGHAM, AL 35223
Registered with this firm since 10/17/2016
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2501 20TH PL S STE 350, BIRMINGHAM, AL 35223
Registered with this firm since 10/17/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/01/2009 - 09/27/2016 MORGAN STANLEY (CRD#:149777) BIRMINGHAM, AL
B
 06/01/2009 - 09/27/2016 MORGAN STANLEY (CRD#:149777) BIRMINGHAM, AL
IA
 04/04/2005 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CHICAGO, IL
B
 04/04/2005 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CHICAGO, IL
IA
 04/30/1999 - 04/05/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
B
 04/29/1999 - 04/05/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
B
 11/20/1998 - 04/08/1999 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
 11/20/1998 - 04/08/1999 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
B
 03/05/1997 - 02/02/1998 OLDE DISCOUNT CORPORATION (CRD#:5979) DETROIT, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.