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MATTHEW EARL SHERBONDY
MATT SHERBONDY, MATTHEW E SHERBONDY
CRD#: 2853852
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 5900 WINDWARD PARKWAY
SUITE 120
ALPHARETTA, GA 30005
CETERA ADVISORS LLCCRD#: 10299 5900 WINDWARD PARKWAY
SUITE 120
ALPHARETTA, GA 30005
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2009 (6 years)2 FIRMS2014 - 2015 (1 year)2 FIRMS2015 - 2018 (2 years)2 FIRMS2018 - 2020 (1 year)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2020 - Present (4 years)BCETERA ADVISORS LLC (CRD# 10299)2022 - Present (2 years)BFIRST ALLIED SECURITIES, INC. (CRD# 32444)2020 - 2022 (2 years)BNATIONAL SECURITIES CORPORATION (CRD# 7569)2009 - 2014 (4 years)BFIRST MONTAUK SECURITIES CORP. (CRD# 13755)2000 - 2003 (3 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1999 - 2000 (<1 year)BFIRST COLONIAL SECURITIES GROU... (CRD# 25121)1999 - 1999 (<1 year)BFIRST COLONIAL SECURITIES GROU... (CRD# 25121)1997 - 1999 (1 year)BMEYERS POLLOCK ROBBINS, INC. (CRD# 13436)1997 - 1997 (<1 year)IAFIRST ALLIED ADVISORY SERVICES... (CRD# 137888)2020 - 2020 (<1 year)IANATIONAL ASSET MANAGEMENT, INC. (CRD# 115927)2010 - 2014 (4 years)IAMCM INVESTMENT ADVISORY, INC. (CRD# 113345)2003 - 2003 (<1 year)
License(s)

State Registrations

B
Alabama 2/19/2025

B
New Mexico 1/22/2024

B
California 6/28/2024

B
North Carolina 9/8/2022

B
Florida 9/8/2022

B
Pennsylvania 9/8/2022

IA
Georgia 11/12/2020

B
Texas 3/8/2023

B
Georgia 9/8/2022

IA
Texas 6/27/2023

B
Illinois 9/8/2022

B
Virginia 9/8/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
5900 WINDWARD PARKWAY SUITE 120, ALPHARETTA, GA 30005
Registered with this firm since 11/12/2020

B
CETERA ADVISORS LLC (CRD#:10299)
5900 WINDWARD PARKWAY SUITE 120, ALPHARETTA, GA 30005
Registered with this firm since 9/8/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
B
06/04/2020 - 09/08/2022 FIRST ALLIED SECURITIES, INC. (CRD#:32444) ALPHARETTA, GA
IA
06/05/2020 - 11/12/2020 FIRST ALLIED ADVISORY SERVICES, INC. (CRD#:137888) Alpharetta, GA
IA
07/09/2018 - 06/09/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ALPHARETTA, GA
B
07/06/2018 - 06/09/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ALPHARETTA, GA
IA
09/11/2015 - 07/13/2018 PNC INVESTMENTS (CRD#:129052) SUWANEE, GA
B
09/03/2015 - 07/13/2018 PNC INVESTMENTS (CRD#:129052) SUWANEE, GA
IA
07/15/2014 - 08/28/2015 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) MARIETTA, GA
B
07/14/2014 - 08/28/2015 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) MARIETTA, GA
IA
01/05/2010 - 07/14/2014 NATIONAL ASSET MANAGEMENT, INC. (CRD#:115927) LAWRENCEVILLE, GA
B
12/23/2009 - 07/14/2014 NATIONAL SECURITIES CORPORATION (CRD#:7569) LAWRENCEVILLE, GA
IA
03/06/2003 - 12/24/2009 GUNNALLEN FINANCIAL, INC (CRD#:17609) LAWRENCEVILLE, GA
B
03/06/2003 - 12/24/2009 GUNNALLEN FINANCIAL, INC (CRD#:17609) LAWRENCEVILLE, GA
IA
01/23/2003 - 12/19/2003 MCM INVESTMENT ADVISORY, INC. (CRD#:113345) PITTSBURGH, PA
B
02/10/2000 - 03/07/2003 FIRST MONTAUK SECURITIES CORP. (CRD#:13755) RED BANK, NJ
B
12/22/1999 - 02/09/2000 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
09/23/1999 - 12/14/1999 FIRST COLONIAL SECURITIES GROUP, INC. (CRD#:25121) BOCA RATON, FL
B
10/28/1997 - 05/07/1999 FIRST COLONIAL SECURITIES GROUP, INC. (CRD#:25121) BOCA RATON, FL
B
10/22/1997 - 10/28/1997 MEYERS POLLOCK ROBBINS, INC. (CRD#:13436)
FINRA expelled the firm on 08/10/2001
NEW YORK, NY
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B
Broker
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Investment Adviser
Disclosures
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