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Joseph T Spendley
JOE SPENDLEY, JOSEPH SPENDLEY, Joseph Thomas Spendley
CRD#: 2853769
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EDWARD JONESCRD#: 250 5105 Grace Park Drive
Morrisville, NC 27560
Morrisville, NC 27560
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Disclosures
6
Years of Experience
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State Registrations
B
California 10/2/2020
B
New York 2/19/2019
B
Colorado 6/17/2022
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North Carolina 11/23/2018
B
Connecticut 10/15/2024
B
North Carolina 11/26/2018
B
Florida 6/21/2019
B
South Carolina 2/19/2019
B
Georgia 9/25/2020
B
Virginia 2/19/2019
B
Illinois 5/22/2024
B
Washington 10/25/2021
B
Massachusetts 10/18/2021
B
West Virginia 4/25/2023
SRO Registrations
B
B
B
B
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Registered with this firm since 11/23/2018
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Registered with this firm since 9/17/2018
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.