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BRUCE JOHN LACEY
CRD#: 2853490
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Investment Adviser
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Previous Broker
DE GROOTE FINANCIAL GROUP, LLCCRD#: 168178 120 Newport Center Drive Suite 274
Newport Beach, CA 92660
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1997 - 2009 (11 years)IADE GROOTE FINANCIAL GROUP, LLC (CRD# 168178)2023 - Present (1 year)BGIRARD SECURITIES, INC. (CRD# 18697)2009 - 2017 (7 years)IAGOLDMAN SACHS PERSONAL FINANCI... (CRD# 134600)2009 - 2023 (13 years)
Disclosure(s)
View By:
9/11/2020
Customer Dispute
Denied
2/24/2014
Customer Dispute
Denied
4/27/2010
Customer Dispute
Denied
License(s)

State Registrations

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California 10/3/2023

Current Registration(s)
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DE GROOTE FINANCIAL GROUP, LLC (CRD#:168178)
120 Newport Center Drive Suite 274, Newport Beach, CA 92660
Registered with this firm since 10/3/2023

Previous Registration(s)
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02/02/2009 - 01/20/2023 GOLDMAN SACHS PERSONAL FINANCIAL MANAGEMENT (CRD#:134600) NEWPORT BEACH, CA
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09/30/2009 - 06/29/2017 GIRARD SECURITIES, INC. (CRD#:18697) NEWPORT BEACH, CA
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07/08/1997 - 02/11/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) WOODLAND HILLS, CA
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03/21/1997 - 02/11/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) WOODLAND HILLS, CA
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.