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MICHAEL ANDREW BATTAGLIA
MICHAEL BUTTAGLIA
CRD#: 2853381
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1037 CHUCK DAWLEY BLVD BLDG E STE 100
MT PLEASANT, SC 29464
CETERA ADVISOR NETWORKS LLCCRD#: 13572 1037 CHUCK DAWLEY BLVD BLDG E STE 100
MT PLEASANT, SC 29464
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2013 - 2013 (<1 year)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2013 - Present (11 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2006 - 2013 (7 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2002 - 2006 (4 years)BTHE ROBINSON-HUMPHREY COMPANY, LLC (CRD# 723)1997 - 2002 (4 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2013 - 2023 (9 years)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - 2013 (4 years)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2006 - 2009 (2 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1997 - 2006 (8 years)
License(s)

State Registrations

B
California 9/3/2013

B
South Carolina 9/3/2013

B
New Jersey 9/3/2013

IA
South Carolina 6/29/2023

B
New York 9/3/2013

B
Virginia 9/3/2013

B
North Carolina 9/3/2013

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
1037 CHUCK DAWLEY BLVD BLDG E STE 100, MT PLEASANT, SC 29464
Registered with this firm since 6/29/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
1037 CHUCK DAWLEY BLVD BLDG E STE 100, MT PLEASANT, SC 29464
Registered with this firm since 9/3/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/03/2013 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
05/28/2013 - 09/03/2013 WALNUT STREET SECURITIES, INC. (CRD#:15840) MT PLEASANT, SC
B
05/24/2013 - 09/03/2013 WALNUT STREET SECURITIES, INC. (CRD#:15840) MT PLEASANT, SC
IA
01/02/2009 - 05/29/2013 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) MT. PLEASANT, SC
B
04/21/2006 - 05/29/2013 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) MT. PLEASANT, SC
IA
05/09/2006 - 01/02/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) MT. PLEASANT, SC
IA
06/26/1997 - 05/04/2006 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CHARLESTON, SC
B
01/02/2002 - 05/04/2006 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CHARLESTON, SC
B
05/08/1997 - 01/02/2002 THE ROBINSON-HUMPHREY COMPANY, LLC (CRD#:723) ATLANTA, GA
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B
Broker
IA
Investment Adviser
Disclosures
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