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Ronald J Stempin JR
RONALD J STEMPIN, RONALD JOSEPH STEMPIN JR
CRD#: 2852470
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 17000 KERCHEVAL AVE
GROSSE POINTE, MI 48230
Registration History
199820002002200420062008201020122014201620182020202220242026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2002 - Present (23 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1997 - Present (27 years)
Disclosure(s)
View By:
7/9/2007
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 1/2/2014

IA
Michigan 10/13/2010

B
Arizona 3/4/2003

B
Minnesota 11/9/2001

B
Arkansas 7/13/2021

B
Missouri 1/2/2014

B
California 1/16/2002

B
Nevada 4/10/2024

B
Colorado 1/16/2002

B
New Jersey 11/30/2001

B
Connecticut 9/1/2009

B
New Mexico 4/6/2021

B
District of Columbia 9/1/2009

B
New York 1/16/2002

B
Florida 12/1/1998

B
North Carolina 12/8/2004

B
Georgia 1/9/2007

B
Ohio 11/15/1999

B
Hawaii 2/10/2020

B
Pennsylvania 8/29/2022

B
Illinois 8/25/2000

B
South Carolina 1/16/2002

B
Indiana 1/9/2004

B
Tennessee 11/17/2010

B
Iowa 8/1/2024

B
Texas 1/16/2002

B
Kentucky 1/16/2002

IA
Texas 1/16/2002

B
Maine 9/6/2019

B
Utah 11/10/2014

B
Maryland 8/12/2003

B
Virginia 9/14/2000

B
Massachusetts 1/14/2008

B
Washington 5/21/2014

B
Michigan 8/6/1997

B
Wisconsin 4/28/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
17000 KERCHEVAL AVE, GROSSE POINTE, MI 48230
Registered with this firm since 1/16/2002

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
17000 KERCHEVAL AVE, GROSSE POINTE, MI 48230
Registered with this firm since 3/24/1997

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.