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Detailed Report
JANET SANTA SHERRY
JANET SANTA CINCOTTA, CINCOTTA SHERRY, Janet S Sherry
CRD#: 2852367
IA
Investment Adviser
B
Broker
ARKADIOS WEALTH ADVISORSCRD#: 288863 4814 Outlook Drive, Suite 104
Wall, NJ 07753
ARKADIOS CAPITALCRD#: 282710 4814 Outlook Drive, Suite 104
Wall, NJ 07753
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2011 - 2014 (2 years)2 FIRMS2014 - 2019 (5 years)2 FIRMS2019 - Present (5 years)BSECURITIES AMERICA, INC. (CRD# 10205)2009 - 2011 (2 years)BCAPITAL ANALYSTS, INCORPORATED (CRD# 5478)2004 - 2009 (5 years)BEDWARD JONES (CRD# 250)2002 - 2003 (1 year)BBNY INVESTMENT CENTER INC. (CRD# 47683)2001 - 2002 (1 year)BLOCKWOOD FINANCIAL SERVICES, INC. (CRD# 40655)1997 - 1999 (2 years)IAJM EGAN WEALTH ADVISORS, LLC (CRD# 121134)2006 - 2011 (5 years)IACAPITAL ANALYSTS, INCORPORATED (CRD# 5478)2006 - 2009 (3 years)
License(s)

State Registrations

B
Alaska 3/13/2024
B
New Jersey 4/30/2019
B
California 1/6/2020
IA
New Jersey 5/6/2019
B
Connecticut 4/30/2019
B
New York 4/30/2019
B
Florida 4/30/2019
B
South Carolina 1/22/2024
B
Maryland 4/30/2019
B
Texas 4/30/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ARKADIOS WEALTH ADVISORS (CRD#:288863)
4814 Outlook Drive, Suite 104, Wall, NJ 07753
Registered with this firm since 4/30/2019
B
ARKADIOS CAPITAL (CRD#:282710)
4814 Outlook Drive, Suite 104, Wall, NJ 07753
Registered with this firm since 4/30/2019
Previous Registration(s)
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IA
 03/21/2014 - 04/30/2019 TRIAD ADVISORS, LLC (CRD#:25803) WALL, NJ
B
 03/21/2014 - 04/30/2019 TRIAD ADVISORS LLC (CRD#:25803) WALL, NJ
IA
 12/13/2011 - 03/31/2014 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) WALL TOWNSHIP, NJ
B
 11/07/2011 - 03/31/2014 NEW ENGLAND SECURITIES (CRD#:615) WALL TOWNSHIP, NJ
IA
 01/24/2006 - 07/26/2011 JM EGAN WEALTH ADVISORS, LLC (CRD#:121134) MADISON, NJ
B
 06/01/2009 - 07/25/2011 SECURITIES AMERICA, INC. (CRD#:10205) MADISON, NJ
IA
 01/10/2006 - 06/02/2009 CAPITAL ANALYSTS, INCORPORATED (CRD#:5478) MADISON, NJ
B
 03/01/2004 - 06/02/2009 CAPITAL ANALYSTS, INCORPORATED (CRD#:5478) MADISON, NJ
B
 11/20/2002 - 11/26/2003 EDWARD JONES (CRD#:250) ST. LOUIS, MO
B
 05/14/2001 - 11/21/2002 BNY INVESTMENT CENTER INC. (CRD#:47683) NEW YORK, NY
B
 03/10/1997 - 12/09/1999 LOCKWOOD FINANCIAL SERVICES, INC. (CRD#:40655) MALVERN, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.