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James Royal Kirchner
J.R. KIRCHNER, JAMES R KIRCHNER JR, JAMES R KIRCHNER, JAMES ROYAL KIRCHNER JR, JAMES R KIRCHNER JR
CRD#: 2852217
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Investment Adviser
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Previous Broker
KIRCHNER FINANCIAL GROUPCRD#: 324260 CHICAGO, IL
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2014 (5 years)2 FIRMS2019 - 2019 (<1 year)IAKIRCHNER FINANCIAL GROUP (CRD# 324260)2025 - Present (<1 year)BCABOT LODGE SECURITIES LLC (CRD# 159712)2019 - 2020 (<1 year)BDAVID A. NOYES & COMPANY (CRD# 205)2014 - 2018 (4 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)1997 - 2009 (11 years)IAFOURSTAR WEALTH ADVISORS, LLC (CRD# 169613)2020 - 2020 (<1 year)IASANCTUARY ADVISORS, LLC (CRD# 226606)2015 - 2018 (3 years)IADAVID A. NOYES & COMPANY (CRD# 205)2014 - 2015 (1 year)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)1998 - 2009 (11 years)
Disclosure(s)
View By:
2/23/2022
Regulatory
Final
11/2/2020
Customer Dispute
Settled
9/21/2020
Customer Dispute
Withdrawn
8/17/2020
Customer Dispute
Settled
3/23/2020
Customer Dispute
Settled
1/21/2020
Customer Dispute
Settled
7/2/2019
Customer Dispute
Settled
5/22/2019
Customer Dispute
Settled
6/15/2018
Customer Dispute
Settled
7/25/2014
Employment Separation After Allegations
9/23/2009
Customer Dispute
Denied
2/22/2001
Customer Dispute
Award / Judgment
License(s)

State Registrations

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Illinois 1/24/2025

Current Registration(s)
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KIRCHNER FINANCIAL GROUP (CRD#:324260)
CHICAGO, IL
Registered with this firm since 1/24/2025

Previous Registration(s)
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06/25/2020 - 11/18/2020 FOURSTAR WEALTH ADVISORS, LLC (CRD#:169613) CHICAGO, IL
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09/25/2019 - 03/03/2020 CABOT LODGE SECURITIES LLC (CRD#:159712) Chicago, IL
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01/04/2019 - 09/27/2019 IFS SECURITIES (CRD#:40375) Chicago, IL
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01/04/2019 - 03/06/2019 IFS ADVISORY, LLC (CRD#:154680) Chicago, IL
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08/11/2015 - 12/19/2018 SANCTUARY ADVISORS, LLC (CRD#:226606) CHICAGO, IL
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09/22/2014 - 12/19/2018 DAVID A. NOYES & COMPANY (CRD#:205) INDIANAPOLIS, IN
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08/14/2014 - 08/11/2015 DAVID A. NOYES & COMPANY (CRD#:205) CHICAGO, IL
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06/22/2009 - 08/08/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHICAGO, IL
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06/19/2009 - 08/08/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHICAGO, IL
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03/11/1998 - 05/13/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) CHICAGO, IL
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06/18/1997 - 05/13/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) CHICAGO, IL
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.