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RUTH ANN ALLEN
RUTH ANN BRAGER
CRD#: 2851750
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 300 HIGHWAY 169 S
SAINT LOUIS PARK, MN 55426
Registration History
199820002002200420062008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2013 - Present (11 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2012 - Present (12 years)BTRANSAMERICA CAPITAL, INC. (CRD# 8217)2004 - 2009 (5 years)BINTERSECURITIES, INC. (CRD# 16164)1998 - 2004 (6 years)BAEGON USA SECURITIES INC. (CRD# 13302)1997 - 1998 (<1 year)
License(s)

State Registrations

B
Minnesota 4/14/2013

IA
North Carolina 5/6/2013

IA
Minnesota 11/6/2013

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
300 HIGHWAY 169 S, SAINT LOUIS PARK, MN 55426
Registered with this firm since 5/6/2013

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
300 HIGHWAY 169 S, SAINT LOUIS PARK, MN 55426
Registered with this firm since 9/18/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
B
04/07/2004 - 06/24/2009 TRANSAMERICA CAPITAL, INC. (CRD#:8217) MINNEAPOLIS, MN
B
01/02/1998 - 04/13/2004 INTERSECURITIES, INC. (CRD#:16164) PHILADELPHIA, PA
B
10/09/1997 - 01/02/1998 AEGON USA SECURITIES INC. (CRD#:13302) CEDAR RAPIDS, IA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.