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John T Mansfield
JOHN THOMAS MANSFIELD
CRD#: 2851038
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J.P. MORGAN SECURITIES LLCCRD#: 79 5315 N. MAIN ST
MISHAWAKA, IN 46545
MISHAWAKA, IN 46545
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Disclosures
28
Years of Experience
View By:
State Registrations
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Arizona 10/1/2012
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Missouri 5/2/2022
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Arkansas 10/1/2012
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New Jersey 10/28/2021
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California 10/1/2012
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North Carolina 10/1/2012
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Colorado 2/15/2019
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Ohio 10/1/2012
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Florida 10/1/2012
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Oregon 10/17/2024
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Georgia 10/30/2020
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Pennsylvania 10/1/2012
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Idaho 10/2/2012
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South Carolina 10/1/2012
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Illinois 10/1/2012
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Tennessee 10/1/2012
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Indiana 10/1/2012
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Texas 10/1/2012
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Indiana 10/1/2012
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Texas 6/11/2014
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Kentucky 9/16/2021
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Utah 3/14/2022
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Maryland 2/15/2019
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Virginia 4/13/2021
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Massachusetts 10/4/2023
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Washington 2/13/2020
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Michigan 10/1/2012
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Wisconsin 10/1/2012
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 10/1/2012
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Registered with this firm since 10/1/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/31/2007 - 10/01/2012 | BRISTOL, IN | |
B | 07/06/2005 - 10/01/2012 | BRISTOL, IN | |
B | 01/13/2003 - 07/06/2005 | CHICAGO, IL | |
B | 03/31/1997 - 01/13/2003 | BIRMINGHAM, AL |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.