Individual Firm
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GLEN PATRICK MARTIN
CRD#: 2850934
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F L PUTNAM INVESTMENT MANAGEMENT CO.CRD#: 106223 10 WEYBOSSET STREET
3RD FLOOR
PROVIDENCE, RI 02903
3RD FLOOR
PROVIDENCE, RI 02903
0
Disclosures
25
Years of Experience
View By:
State Registrations
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Massachusetts 8/22/2016
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Rhode Island 1/30/2018
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Registered with this firm since 8/22/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/07/2015 - 07/05/2016 | East Providence, RI | |
IA | 07/20/2015 - 07/01/2016 | EAST PROVIDENCE, RI | |
B | 07/20/2015 - 07/01/2016 | EAST PROVIDENCE, RI | |
IA | 02/27/2015 - 06/05/2015 | PROVIDENCE, RI | |
B | 03/06/2015 - 06/05/2015 | PROVIDENCE, RI | |
IA | 11/22/2010 - 03/01/2013 | BOSTON, MA | |
B | 06/14/2010 - 03/01/2013 | BOSTON, MA | |
B | 10/26/2004 - 07/01/2010 | BOSTON, MA | |
B | 09/08/2004 - 10/06/2004 | PORTLAND, OR | |
B | 08/28/2002 - 09/13/2004 | BOSTON, MA | |
B | 05/01/1997 - 10/10/2002 | BOSTON, MA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.