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Detailed Report
Matthew Bishop Pezel
Matt Pezel
CRD#: 2850799
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 200 Clayton Street
Suite 100
Denver, CO 80206
Registration History
199820002002200420062008201020122014201620182020202220242026IACHARLES SCHWAB & CO., INC. (CRD# 5393)2002 - Present (22 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)1998 - Present (26 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)1997 - 1998 (1 year)
License(s)

State Registrations

B
Arizona 4/21/1998
B
New Jersey 5/12/2010
B
California 4/20/1998
B
New York 4/17/2006
B
Colorado 4/20/1998
B
North Carolina 3/28/2019
IA
Colorado 6/7/2002
B
Ohio 5/21/2020
B
Connecticut 5/6/2015
B
Oregon 4/20/1998
B
Florida 4/21/1998
B
South Carolina 5/21/2020
B
Hawaii 9/17/2024
B
Texas 4/22/1998
B
Illinois 4/20/1998
IA
Texas 1/4/2019
B
Maryland 5/21/2020
B
Utah 4/20/1998
B
Massachusetts 7/26/2021
B
Virginia 2/3/2015
B
Missouri 10/7/2022
B
Washington 5/21/2020
B
Montana 4/21/1998
B
Wyoming 4/20/1998
B
Nevada 4/20/1998

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
200 Clayton Street Suite 100, Denver, CO 80206
Registered with this firm since 6/7/2002
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
200 Clayton Street Suite 100, Denver, CO 80206
Registered with this firm since 4/20/1998
Previous Registration(s)
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B
 03/03/1997 - 04/01/1998 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.