Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
WILLIAM KEVIN BURTON
KEVIN BURTON
CRD#: 2850755
IA
B
PRINCIPAL ADVISED SERVICESCRD#: 297324 FRISCO, TX
PRINCIPAL SECURITIES, INC.CRD#: 1137 FRISCO, TX
0
Disclosures
27
Years of Experience
View By:
State Registrations
B
Alabama 2/12/2021
B
Minnesota 2/12/2021
B
Arizona 2/12/2021
B
Mississippi 2/12/2021
B
Arkansas 2/12/2021
B
Missouri 2/12/2021
B
California 2/12/2021
B
Nebraska 2/12/2021
B
Colorado 2/12/2021
B
New Jersey 2/12/2021
B
Connecticut 2/12/2021
B
New York 2/12/2021
B
District of Columbia 2/12/2021
B
North Carolina 12/3/2018
B
Florida 11/12/2018
B
Ohio 2/12/2021
B
Georgia 2/12/2021
B
Oklahoma 2/12/2021
B
Illinois 2/12/2021
B
Oregon 2/12/2021
B
Indiana 2/12/2021
B
Pennsylvania 11/25/2019
B
Iowa 2/12/2021
B
South Carolina 11/12/2018
IA
Iowa 3/15/2024
B
Tennessee 2/12/2021
B
Kansas 2/12/2021
B
Texas 11/26/2013
B
Kentucky 2/12/2021
IA
Texas 10/31/2022
B
Louisiana 11/12/2018
B
Utah 11/25/2019
B
Maryland 2/12/2021
B
Virginia 2/12/2021
B
Massachusetts 2/12/2021
B
Washington 2/12/2021
B
Michigan 2/12/2021
B
Wisconsin 11/12/2018
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/12/2013 - 10/31/2022 | HOUSTON, TX | |
IA | 09/23/2011 - 11/13/2013 | HOUSTON, TX | |
B | 09/12/2011 - 11/13/2013 | HOUSTON, TX | |
IA | 08/20/2007 - 09/08/2011 | COLUMBUS, OH | |
B | 08/08/2007 - 09/08/2011 | COLUMBUS, OH | |
B | 01/29/2004 - 03/21/2007 | BELLAIRE, TX | |
B | 04/07/2003 - 01/13/2004 | LINCOLN, NE | |
IA | 11/12/2002 - 04/16/2003 | HOUSTON, TX | |
B | 01/21/1999 - 04/16/2003 | HOUSTON, TX | |
B | 02/27/1997 - 12/31/2001 | HOUSTON, TX |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.