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Detailed Report
JAMES DANIEL COX
DAN COX, J DANIEL COX
CRD#: 2850338
IA
Investment Adviser
COX & COOK WEALTH ADVISORSCRD#: 173691 53 NORTH HIGH STREET
SUITE A1
DUBLIN, OH 43017
Registration History
20002002200420062008201020122014201620182020202220242026IACOX & COOK WEALTH ADVISORS (CRD# 173691)2015 - Present (10 years)IACAMBRIDGE INVESTMENT RESEARCH ... (CRD# 134139)2009 - 2015 (5 years)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - 2009 (<1 year)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2000 - 2009 (9 years)
Disclosure(s)
View By:
10/29/2002
Customer Dispute
Denied
License(s)

State Registrations

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Florida 1/20/2015
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Ohio 1/5/2015
Current Registration(s)
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COX & COOK WEALTH ADVISORS (CRD#:173691)
53 NORTH HIGH STREET SUITE A1, DUBLIN, OH 43017
Registered with this firm since 1/5/2015
Previous Registration(s)
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 07/27/2009 - 01/13/2015 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139) DUBLIN, OH
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 01/02/2009 - 07/16/2009 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) SAINT PETERSBURG, FL
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 01/01/2000 - 01/02/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) DUBLIN, OH
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.