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AMY SUZANNE GALLEGO
AMY GALLEGO, GALLEGO, AMY SUZANNE WOOLSEY
CRD#: 2849870
IA
Investment Adviser
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Broker
DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.CRD#: 13162 6256 GREENWICH DRIVE
SUITE 550
SAN DIEGO, CA 92122
Registration History
199820002002200420062008201020122014201620182020202220242026IADUNHAM & ASSOCIATES INVESTMENT... (CRD# 13162)2017 - Present (7 years)BDUNHAM & ASSOCIATES INVESTMENT... (CRD# 13162)2015 - Present (9 years)BINDEPENDENT FINANCIAL GROUP, LLC (CRD# 7717)2014 - 2015 (1 year)BNICHOLAS-APPLEGATE SECURITIES LLC (CRD# 31205)1999 - 2003 (3 years)BSCUDDER INVESTOR SERVICES, INC. (CRD# 754)1998 - 1999 (1 year)BLINSCO/PRIVATE LEDGER CORP. (CRD# 6413)1997 - 1997 (<1 year)
License(s)

State Registrations

B
California 3/9/2017

IA
California 3/9/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. (CRD#:13162)
6256 GREENWICH DRIVE SUITE 550, SAN DIEGO, CA 92122
6256 GREENWICH DRIVE SUITE 550, SAN DIEGO, CA 92122
Registered with this firm since 3/9/2017

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DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. (CRD#:13162)
6256 GREENWICH DRIVE SUITE 550, SAN DIEGO, CA 92122
6256 GREENWICH DRIVE SUITE 550, SAN DIEGO, CA 92122
Registered with this firm since 8/5/2015

Previous Registration(s)
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04/09/2014 - 07/28/2015 INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717) SAN DIEGO, CA
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11/26/1999 - 03/24/2003 NICHOLAS-APPLEGATE SECURITIES LLC (CRD#:31205) SAN DIEGO, CA
B
06/30/1998 - 12/01/1999 SCUDDER INVESTOR SERVICES, INC. (CRD#:754) NEW YORK, NY
B
02/21/1997 - 10/06/1997 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) FORT MILL, SC
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.