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Detailed Report
RANDALL CARLISLE NEWTON
RANDY CARLISLE NEWTON
CRD#: 2849862
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Investment Adviser
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Previous Broker
EAGLE WEALTH MANAGEMENT GROUP INC.CRD#: 327052 301 S. McDowell St.
Suite 604
Charlotte, NC 28204
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2001 - 2002 (1 year)IAEAGLE WEALTH MANAGEMENT GROUP INC. (CRD# 327052)2024 - Present (<1 year)BCROWN CAPITAL SECURITIES, L.P. (CRD# 6312)2011 - 2023 (12 years)BQUEST CAPITAL STRATEGIES, INC. (CRD# 16783)2004 - 2005 (<1 year)BMML INVESTORS SERVICES, INC. (CRD# 10409)2000 - 2001 (<1 year)BSOUTHEAST INVESTMENTS N.A., INC. (CRD# 43035)1999 - 2000 (<1 year)BWHEAT, FIRST SECURITIES, INC. (CRD# 6124)1998 - 1998 (<1 year)BFIRST UNION CAPITAL MARKETS CORP. (CRD# 19002)1997 - 1998 (<1 year)IACROWN CAPITAL SECURITIES, L.P. (CRD# 6312)2013 - 2023 (10 years)
Disclosure(s)
View By:
6/22/2010
Judgment / Lien
License(s)

State Registrations

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North Carolina 8/1/2024
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South Carolina 7/7/2024
Current Registration(s)
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EAGLE WEALTH MANAGEMENT GROUP INC. (CRD#:327052)
301 S. McDowell St. Suite 604, Charlotte, NC 28204
Registered with this firm since 7/7/2024
Previous Registration(s)
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 07/03/2013 - 11/20/2023 CROWN CAPITAL SECURITIES, L.P. (CRD#:6312) Charlotte, NC
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 07/27/2011 - 11/20/2023 CROWN CAPITAL SECURITIES, L.P. (CRD#:6312) Charlotte, NC
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 09/14/2004 - 06/16/2005 QUEST CAPITAL STRATEGIES, INC. (CRD#:16783) LAGUNA HILLS, CA
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 08/03/2001 - 10/31/2002 FFP ADVISORY SERVICES INC (CRD#:110778) CHARLOTTE, NC
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 05/09/2001 - 10/31/2002 FFP SECURITIES, INC. (CRD#:16337) CHESTERFIELD, MO
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 07/24/2000 - 05/21/2001 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
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 11/08/1999 - 06/29/2000 SOUTHEAST INVESTMENTS N.A., INC. (CRD#:43035) CHARLOTTE, NC
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 02/02/1998 - 10/09/1998 WHEAT, FIRST SECURITIES, INC. (CRD#:6124) CHARLOTTE, NC
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 03/18/1997 - 02/02/1998 FIRST UNION CAPITAL MARKETS CORP. (CRD#:19002) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.