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Detailed Report
ROBERT VINCENT MIRAGLIA
CRD#: 2849569
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CWM Retail, Sales
69-80 188TH STREET
FRESH MEADOWS, NY 11365
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - Present (17 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)1997 - 2007 (9 years)BTHE J.B. SUTTON GROUP, LLC (CRD# 16191)1997 - 1997 (<1 year)IACITICORP INVESTMENT SERVICES (CRD# 23988)2004 - 2007 (2 years)
License(s)

State Registrations

B
Arizona 5/29/2007
B
New Hampshire 1/5/2010
B
California 5/29/2007
B
New Jersey 5/29/2007
IA
California 5/29/2007
B
New Mexico 5/29/2007
B
Colorado 10/13/2017
B
New York 5/29/2007
B
Connecticut 5/29/2007
IA
New York 8/17/2021
B
Delaware 11/27/2020
B
North Carolina 5/29/2007
B
District of Columbia 1/22/2018
B
Ohio 12/1/2021
B
Florida 5/29/2007
B
Pennsylvania 5/29/2007
B
Georgia 2/10/2010
B
Puerto Rico 5/21/2010
B
Hawaii 10/31/2019
B
South Carolina 11/8/2018
B
Illinois 7/21/2016
B
Tennessee 4/8/2015
B
Indiana 4/10/2019
B
Texas 1/5/2010
B
Maryland 3/4/2020
IA
Texas 12/6/2012
B
Massachusetts 4/9/2008
B
Virginia 1/30/2015
B
Michigan 7/5/2024
B
Washington 3/27/2009
B
Nevada 1/5/2010
B
Wisconsin 1/17/2025

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CWM Retail, Sales 69-80 188TH STREET, FRESH MEADOWS, NY 11365
CITI RETAIL BANKING 39-01 BELL BOULEVARD, BAYSIDE, NY 11361
Registered with this firm since 5/29/2007
B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CWM Retail, Sales 69-80 188TH STREET, FRESH MEADOWS, NY 11365
CITI RETAIL BANKING 39-01 BELL BOULEVARD, BAYSIDE, NY 11361
Registered with this firm since 5/29/2007
Previous Registration(s)
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IA
 12/06/2004 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) FRESH MEADOWS, NY
B
 08/08/1997 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) FRESH MEADOWS, NY
B
 06/16/1997 - 06/27/1997 THE J.B. SUTTON GROUP, LLC (CRD#:16191) MELVILLE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.