Individual Firm
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CHRISTOPHER GERALD CERULLA
CRD#: 2849412
IA
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VOYA FINANCIAL ADVISORS, INC.CRD#: 2882 Haslet, TX
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Disclosures
27
Years of Experience
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State Registrations
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Connecticut 2/16/2022
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Texas 8/2/2022
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Michigan 9/16/1997
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Texas 8/8/2022
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South Carolina 1/16/2025
SRO Registrations
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/12/2009 - 12/31/2020 | WEST CHESTER, PA | |
B | 07/10/2009 - 06/18/2018 | WEST CHESTER, PA | |
B | 03/12/2009 - 09/30/2016 | WINDSOR, CT | |
IA | 10/29/2010 - 03/11/2015 | Grand Blanc, MI |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.