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AMIR N BOGHDADY
AMIR N BOGHADY
CRD#: 2848530
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CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CITI RETAIL BANKING
3996 BARRANCA PARKWAY, SUITE 130
IRVINE, CA 92606
3996 BARRANCA PARKWAY, SUITE 130
IRVINE, CA 92606
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Disclosures
24
Years of Experience
View By:
State Registrations
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Arizona 10/18/2017
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Montana 8/18/2022
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California 1/14/2015
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Nebraska 9/23/2024
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California 1/14/2015
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Nevada 10/18/2017
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Connecticut 5/17/2024
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New Jersey 10/18/2017
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District of Columbia 10/18/2017
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New Mexico 8/23/2018
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Florida 6/25/2015
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New York 10/18/2017
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Georgia 3/6/2017
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North Carolina 9/23/2015
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Illinois 10/18/2017
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Pennsylvania 10/18/2017
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Kentucky 9/16/2019
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Tennessee 12/5/2024
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Maine 10/9/2015
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Texas 3/16/2015
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Massachusetts 10/18/2017
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Utah 11/24/2020
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Michigan 10/17/2017
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Virginia 8/1/2023
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Minnesota 10/18/2017
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Washington 3/5/2020
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Missouri 10/18/2017
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Wyoming 3/11/2022
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 1/14/2015
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Registered with this firm since 1/14/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/19/2010 - 12/31/2014 | IRVINE, CA | |
B | 11/19/2010 - 12/31/2014 | IRVINE, CA | |
IA | 05/29/2008 - 03/24/2010 | FULLERTON, CA | |
B | 05/29/2007 - 03/24/2010 | FULLERTON, CA | |
B | 01/12/2004 - 05/29/2007 | ALISO VIEJO, CA | |
B | 07/23/2002 - 01/31/2003 | SPRINGFIELD, MA | |
B | 07/23/2002 - 01/31/2003 | NEW YORK, NY | |
B | 02/01/2001 - 12/20/2002 | TORRANCE, CA | |
B | 03/12/2001 - 08/21/2001 | IRVINE, CA | |
B | 01/13/2000 - 11/06/2000 | FOUNTAIN VALLEY, CA | |
B | 10/14/1999 - 01/18/2000 | NEWARK, NJ | |
B | 06/11/1998 - 09/25/1998 | BOCA RATON, FL | |
B | 05/01/1998 - 05/18/1998 | ST. PETERSBURG, FL |
FOUNTAIN VALLEY, CA
01/13/2000 - 11/06/2000
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.