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Lyle T. Berkson
LYLE T BERKSON, LYLE TOD BERKSON, LYLE BERKSON
CRD#: 2847698
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1 N Dunton Ave, Floor 2
Arlington Heights, IL 60005
Registration History
199820002002200420062008201020122014201620182020202220242 FIRMS2004 - 2007 (3 years)3 FIRMS2007 - 2012 (5 years)2 FIRMS2012 - 2014 (1 year)2 FIRMS2014 - Present (10 years)BLIFEUSA SECURITIES, INC. (CRD# 40875)1998 - 1999 (1 year)BNYLIFE SECURITIES INC. (CRD# 5167)1997 - 1998 (1 year)
Disclosure(s)
View By:
12/15/2022
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 2/6/2019

B
Mississippi 7/10/2017

B
Arkansas 9/8/2021

B
Missouri 2/21/2020

B
California 8/11/2015

B
Nevada 12/5/2017

B
Colorado 9/23/2015

B
North Carolina 8/10/2021

B
Florida 8/20/2015

B
Ohio 6/4/2019

B
Georgia 6/3/2019

B
Puerto Rico 9/8/2016

B
Hawaii 8/12/2021

B
South Carolina 7/10/2017

B
Illinois 2/28/2014

B
Texas 12/28/2015

IA
Illinois 2/28/2014

IA
Texas 1/4/2016

B
Indiana 7/10/2017

B
Virginia 7/10/2017

B
Kentucky 7/14/2017

B
Washington 6/12/2015

B
Maryland 10/11/2018

B
Wisconsin 11/17/2014

B
Massachusetts 10/6/2020

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1 N Dunton Ave, Floor 2, Arlington Heights, IL 60005
Registered with this firm since 2/28/2014

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1 N Dunton Ave, Floor 2, Arlington Heights, IL 60005
Registered with this firm since 2/28/2014

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/12/2012 - 02/27/2014 CHARLES SCHWAB & CO., INC. (CRD#:5393) SCHAUMBURG, IL
B
06/12/2012 - 02/27/2014 CHARLES SCHWAB & CO., INC. (CRD#:5393) SCHAUMBURG, IL
IA
03/12/2007 - 06/07/2012 AMERIVEST INVESTMENT MANAGEMENT, LLC (CRD#:111514) SCHAUMBURG, IL
IA
03/12/2007 - 06/07/2012 TD AMERITRADE, INC. (CRD#:7870) SCHAUMBURG, IL
B
03/12/2007 - 06/07/2012 TD AMERITRADE, INC. (CRD#:7870) SCHAUMBURG, IL
IA
01/19/2004 - 03/14/2007 UBS FINANCIAL SERVICES INC. (CRD#:8174) OAKBROOK TERRACE, IL
B
01/01/2004 - 03/14/2007 UBS FINANCIAL SERVICES INC. (CRD#:8174) OAKBROOK TERRACE, IL
B
10/16/1998 - 12/21/1999 LIFEUSA SECURITIES, INC. (CRD#:40875) MINNEAPOLIS, MN
B
02/03/1997 - 10/09/1998 NYLIFE SECURITIES INC. (CRD#:5167) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.