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TIM DANIEL CLAIRMONT
TIM CLAIRMONT
CRD#: 2847591
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 15573 SW Bangy Rd Suite 100
Lake Oswego, OR 97035
Lake Oswego, OR 97035
CETERA ADVISOR NETWORKS LLCCRD#: 13572 15573 Bangy Rd.
STE 100
Lake Oswego, OR 97035
STE 100
Lake Oswego, OR 97035
View By:
4/29/2004
Customer Dispute
Settled
State Registrations
B
Alabama 1/13/2025
B
New Hampshire 1/24/2025
B
Alaska 1/13/2025
B
New York 1/19/2025
B
Arizona 1/16/2025
B
North Carolina 1/13/2025
B
Arkansas 1/17/2025
B
Oklahoma 1/14/2025
B
California 1/3/2025
B
Oregon 1/10/2025
B
Colorado 1/10/2025
IA
Oregon 1/10/2025
B
Connecticut 1/6/2025
B
Pennsylvania 1/6/2025
B
Florida 1/6/2025
B
Puerto Rico 1/17/2025
B
Hawaii 2/26/2025
B
Tennessee 1/10/2025
B
Idaho 1/10/2025
B
Texas 1/3/2025
B
Maryland 1/13/2025
IA
Texas 1/3/2025
B
Michigan 1/13/2025
B
Washington 1/10/2025
B
Minnesota 1/10/2025
B
Wisconsin 1/7/2025
B
Montana 1/6/2025
B
Wyoming 1/6/2025
B
Nevada 1/10/2025
SRO Registrations
B
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IA
Registered with this firm since 1/3/2025
B
Registered with this firm since 1/3/2025
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/23/2020 - 01/03/2025 | LAKE OSWEGO, OR | |
B | 06/11/2021 - 01/03/2025 | Lake Oswego, OR | |
IA | 01/19/2017 - 07/30/2021 | LAKE OSWEGO, OR | |
B | 01/03/2017 - 07/30/2021 | LAKE OSWEGO, OR | |
IA | 09/14/2001 - 01/04/2017 | Lake Oswego, OR | |
B | 03/24/1997 - 01/04/2017 | Lake Oswego, OR | |
B | 01/03/2017 - 01/03/2017 | AUSTIN, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.