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JANET MARGARET BARNES
CRD#: 2847329
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 ONE MONTGOMERY STREET
SUITES 3300, 3500, 3600, & 3700
SAN FRANCISCO, CA 94104
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2004 (<1 year)2 FIRMS2004 - 2007 (3 years)2 FIRMS2007 - 2008 (1 year)2 FIRMS2010 - 2012 (1 year)4 FIRMS2012 - 2012 (<1 year)2 FIRMS2012 - Present (12 years)BBANC OF AMERICA SECURITIES LLC (CRD# 26091)1998 - 2001 (2 years)
License(s)

State Registrations

B
California 7/31/2012

IA
California 7/31/2012

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
ONE MONTGOMERY STREET SUITES 3300, 3500, 3600, & 3700, SAN FRANCISCO, CA 94104
Registered with this firm since 7/31/2012

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
ONE MONTGOMERY STREET SUITES 3300, 3500, 3600, & 3700, SAN FRANCISCO, CA 94104
Registered with this firm since 7/31/2012

Previous Registration(s)
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IA
06/11/2012 - 07/31/2012 CENTURY SECURITIES ASSOCIATES INC (CRD#:28218) SAN FRANSCISCO, CA
B
06/08/2012 - 07/31/2012 CENTURY SECURITIES ASSOCIATES, INC. (CRD#:28218) SAN FRANSCISCO, CA
IA
03/01/2012 - 06/11/2012 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) SAN FRANCISCO, CA
B
03/01/2012 - 06/11/2012 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) SAN FRANCISCO, CA
IA
07/29/2010 - 03/01/2012 THOMAS WEISEL PARTNERS LLC (CRD#:46237) SAN FRANCISCO, CA
B
08/10/2010 - 03/01/2012 THOMAS WEISEL PARTNERS LLC (CRD#:46237) SAN FRANCISCO, CA
IA
07/27/2007 - 08/26/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SAN FRANCISCO, CA
B
07/27/2007 - 08/26/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SAN FRANCISCO, CA
IA
04/12/2004 - 07/30/2007 THOMAS WEISEL PARTNERS LLC (CRD#:46237) SAN FRANCISCO, CA
B
04/12/2004 - 07/30/2007 THOMAS WEISEL PARTNERS LLC (CRD#:46237) SAN FRANCISCO, CA
IA
01/12/2004 - 03/19/2004 FAHNESTOCK ASSET MANAGEMENT (CRD#:249) SAN FRANCISCO, CA
B
01/12/2004 - 03/19/2004 OPPENHEIMER & CO. INC. (CRD#:249) NEW YORK, NY
B
07/30/1998 - 05/31/2001 BANC OF AMERICA SECURITIES LLC (CRD#:26091) NEW YORK, NY
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Investment Adviser
Disclosures
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