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Detailed Report
JAMES JOSEPH YANELLI
JAY YANELLI
CRD#: 2847197
IA
Investment Adviser
B
Broker
MARINER WEALTHCRD#: 140195 4695 MacArthur Court
Suite 480
Newport Beach, CA 92660
MSEC, LLCCRD#: 154327 4695 Macarthur Ct. Ste 480
Newport Beach, CA 92660
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2006 - 2012 (6 years)2 FIRMS2013 - 2024 (11 years)2 FIRMS2024 - Present (<1 year)BCAMBRIDGE INVESTMENT RESEARCH,... (CRD# 39543)1999 - 2006 (7 years)BFSC SECURITIES CORPORATION (CRD# 7461)1997 - 1999 (1 year)IACAMBRIDGE INVESTMENT RESEARCH ... (CRD# 134139)2005 - 2006 (1 year)IACAMBRIDGE INVESTMENT RESERARCH... (CRD# 39543)1999 - 2005 (6 years)
License(s)

State Registrations

B
Alabama 12/12/2024
B
New Mexico 12/6/2024
B
Arizona 12/6/2024
B
New York 12/6/2024
IA
California 12/4/2024
B
North Carolina 12/6/2024
B
California 12/6/2024
B
Ohio 12/6/2024
B
Florida 12/6/2024
B
Oklahoma 12/12/2024
B
Idaho 12/6/2024
B
Oregon 12/6/2024
B
Maryland 12/6/2024
B
Tennessee 12/6/2024
B
Missouri 12/6/2024
IA
Texas 12/4/2024
B
Montana 12/9/2024
B
Texas 12/6/2024
B
Nevada 12/6/2024
B
Utah 12/6/2024
B
New Jersey 12/6/2024
B
Washington 12/6/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
MSEC, LLC (CRD#:154327)
4695 Macarthur Ct. Ste 480, Newport Beach, CA 92660
Seal Beach, CA
Registered with this firm since 12/6/2024
IA
MARINER WEALTH (CRD#:140195)
4695 MacArthur Court Suite 480, Newport Beach, CA 92660
Registered with this firm since 12/4/2024
Previous Registration(s)
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IA
 01/02/2013 - 12/09/2024 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139) NEWPORT BEACH, CA
B
 01/02/2013 - 12/09/2024 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) NEWPORT BEACH, CA
IA
 07/25/2006 - 12/20/2012 MML INVESTORS SERVICES, LLC (CRD#:10409) LOS ANGELES, CA
B
 07/25/2006 - 12/20/2012 MML INVESTORS SERVICES, LLC (CRD#:10409) LOS ANGELES, CA
IA
 03/28/2005 - 08/07/2006 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139) NEWPORT BEACH, CA
B
 03/21/1999 - 08/07/2006 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) NEWPORT BEACH, CA
IA
 03/18/1999 - 03/28/2005 CAMBRIDGE INVESTMENT RESERARCH, INC. (CRD#:39543) NEWPORT BEACH, CA
B
 04/07/1997 - 03/15/1999 FSC SECURITIES CORPORATION (CRD#:7461) ATLANTA, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.