• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
STEVEN WAYNE GIPSON
CRD#: 2846661
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 NEW PALESTINE, IN
CETERA ADVISOR NETWORKS LLCCRD#: 13572 NEW PALESTINE, IN
Registration History
199820002002200420062008201020122014201620182020202220242026IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - Present (3 years)BVOYA FINANCIAL ADVISORS, INC. (CRD# 2882)2006 - 2021 (15 years)BAMERICAN GENERAL SECURITIES IN... (CRD# 13626)2004 - 2006 (2 years)BAMERICAN GENERAL SECURITIES IN... (CRD# 13626)2002 - 2003 (1 year)BFRANKLIN FINANCIAL SERVICES CO... (CRD# 5435)1997 - 2002 (5 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - 2023 (2 years)IAVOYA FINANCIAL ADVISORS, INC. (CRD# 2882)2017 - 2021 (4 years)IATFG FINANCIAL GROUP (CRD# 122539)1999 - 2007 (8 years)IAAMERICAN GENERAL SECURITIES IN... (CRD# 13626)2004 - 2004 (<1 year)
License(s)

State Registrations

B
California 6/9/2021

B
Michigan 6/9/2021

B
District of Columbia 8/5/2021

B
Minnesota 6/9/2021

B
Florida 6/10/2021

B
Montana 6/9/2021

B
Illinois 4/17/2024

B
North Carolina 6/9/2021

B
Indiana 6/9/2021

B
Ohio 6/9/2021

IA
Indiana 6/29/2023

B
Texas 6/9/2021

B
Kentucky 6/9/2021

IA
Texas 6/29/2023

B
Maryland 7/13/2023

B
Washington 6/9/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
NEW PALESTINE, IN
Registered with this firm since 6/29/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
NEW PALESTINE, IN
Registered with this firm since 6/9/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/09/2021 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
02/10/2017 - 06/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) NEW PALESTINE, IN
B
04/25/2006 - 06/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) NEW PALESTINE, IN
IA
07/01/1999 - 12/31/2007 TFG FINANCIAL GROUP (CRD#:122539) NEW PALESTINE, IN
B
01/30/2004 - 04/21/2006 AMERICAN GENERAL SECURITIES INCORPORATED (CRD#:13626) HOUSTON, TX
IA
01/20/2004 - 12/02/2004 AMERICAN GENERAL SECURITIES INCORPORATED (CRD#:13626) HOUSTON, TX
B
10/01/2002 - 12/31/2003 AMERICAN GENERAL SECURITIES INCORPORATED (CRD#:13626) PHOENIX, AZ
B
03/19/1997 - 10/01/2002 FRANKLIN FINANCIAL SERVICES CORPORATION (CRD#:5435) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.