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TREVOR WARREN PFRANG
CRD#: 2846614
IA
B
ON INVESTMENT MANAGEMENT COCRD#: 105662 831 W. Northland Ave
APPLETON, WI 54914
APPLETON, WI 54914
THE O.N. EQUITY SALES COMPANYCRD#: 2936 831 W. Northland Ave
APPLETON, WI 54914
APPLETON, WI 54914
0
Disclosures
27
Years of Experience
View By:
State Registrations
IA
Arizona 6/2/2017
IA
Kansas 10/14/2021
B
Arizona 3/1/2019
B
Kentucky 5/18/2015
B
Arkansas 2/27/2014
B
Michigan 12/16/2016
IA
Arkansas 4/22/2016
IA
Michigan 10/5/2020
IA
Colorado 1/5/2020
IA
Minnesota 11/6/2013
B
Colorado 9/27/2023
B
Minnesota 1/3/2023
B
Florida 2/26/2016
B
Montana 1/9/2025
IA
Florida 4/27/2016
IA
Montana 1/9/2025
B
Georgia 7/15/2009
B
New York 5/17/2022
IA
Georgia 4/29/2020
B
North Carolina 1/4/2019
B
Illinois 9/12/2008
IA
North Carolina 7/23/2020
IA
Illinois 1/10/2013
B
Oregon 3/29/2019
IA
Indiana 4/4/2024
B
Wisconsin 1/23/2003
B
Kansas 10/13/2021
IA
Wisconsin 6/9/2003
SRO Registrations
B
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IA
Registered with this firm since 6/9/2003
B
Registered with this firm since 1/23/2003
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/16/2009 - 07/29/2013 | APPLETON, WI | |
B | 08/17/2001 - 02/07/2003 | NEW YORK, NY | |
B | 02/18/1998 - 08/03/2001 | FRANKLIN, TN | |
B | 02/21/1997 - 01/27/1998 | OVERLAND PARK, KS |
APPLETON, WI
04/16/2009 - 07/29/2013
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.