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Daniel Joseph Silva
Dan Silva
CRD#: 2846524
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 400 1ST ST S STE 300
ST CLOUD, MN 56301
CETERA INVESTMENT SERVICES LLCCRD#: 15340 400 1ST ST S STE 300
ST CLOUD, MN 56301
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2018 - Present (6 years)BPRUCO SECURITIES, LLC. (CRD# 5685)2016 - 2017 (1 year)BNEXT FINANCIAL GROUP, INC. (CRD# 46214)2014 - 2015 (1 year)BMETLIFE SECURITIES INC. (CRD# 14251)2014 - 2014 (<1 year)BINVESTMENT PROFESSIONALS, INC. (CRD# 30184)2013 - 2014 (<1 year)BH.D. VEST INVESTMENT SERVICES (CRD# 13686)2011 - 2012 (<1 year)B1ST GLOBAL CAPITAL CORP. (CRD# 30349)2011 - 2011 (<1 year)BESPOSITO SECURITIES, LLC (CRD# 143710)2009 - 2011 (1 year)BINSTINET, LLC (CRD# 7897)2006 - 2009 (2 years)BINSTINET, LLC (CRD# 42886)2005 - 2006 (<1 year)BIDB CAPITAL CORP. (CRD# 106032)2001 - 2005 (4 years)BDRESDNER KLEINWORT WASSERSTEIN... (CRD# 41957)1997 - 2001 (3 years)
Disclosure(s)
View By:
7/25/2017
Financial
Final
License(s)

State Registrations

B
Alabama 9/12/2019

B
Nebraska 9/12/2019

B
Alaska 9/12/2019

B
Nevada 9/30/2019

B
Arizona 9/12/2019

B
New Hampshire 10/29/2019

B
Arkansas 9/17/2019

B
New Jersey 9/13/2019

B
California 9/12/2019

B
New Mexico 9/12/2019

B
Colorado 11/8/2019

B
New York 9/12/2019

B
Connecticut 9/12/2019

B
North Carolina 9/18/2019

B
Delaware 9/12/2019

B
North Dakota 9/17/2019

B
District of Columbia 9/19/2019

B
Ohio 9/12/2019

B
Florida 9/13/2019

B
Oklahoma 9/12/2019

B
Georgia 10/16/2019

B
Oregon 10/17/2019

B
Hawaii 9/13/2019

B
Pennsylvania 9/12/2019

B
Idaho 9/13/2019

B
Puerto Rico 9/26/2019

B
Illinois 1/28/2020

B
Rhode Island 9/17/2019

B
Indiana 9/12/2019

B
South Carolina 9/20/2019

B
Iowa 9/12/2019

B
South Dakota 9/17/2019

B
Kansas 9/18/2019

B
Tennessee 9/13/2019

B
Kentucky 12/5/2019

B
Texas 9/12/2019

B
Louisiana 9/12/2019

IA
Texas 1/12/2023

B
Maine 9/13/2019

B
Utah 9/12/2019

B
Maryland 9/19/2019

B
Vermont 10/18/2019

B
Massachusetts 9/13/2019

B
Virgin Islands 9/17/2019

B
Michigan 9/16/2019

B
Virginia 9/12/2019

B
Minnesota 11/1/2018

B
Washington 9/12/2019

IA
Minnesota 11/1/2018

B
West Virginia 9/26/2019

B
Mississippi 9/12/2019

B
Wisconsin 9/17/2019

B
Missouri 10/16/2019

B
Wyoming 9/12/2019

B
Montana 10/11/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
400 1ST ST S STE 300, ST CLOUD, MN 56301
Registered with this firm since 11/1/2018

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
400 1ST ST S STE 300, ST CLOUD, MN 56301
3115 West Kennewick Avenue, Kennewick, WA 99336
Registered with this firm since 2/1/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
B
09/21/2016 - 12/05/2017 PRUCO SECURITIES, LLC. (CRD#:5685) ISELIN, NJ
B
09/17/2014 - 09/25/2015 NEXT FINANCIAL GROUP, INC. (CRD#:46214) HOUSTON, TX
B
07/18/2014 - 08/05/2014 METLIFE SECURITIES INC. (CRD#:14251) CHARLOTTE, NC
B
08/12/2013 - 05/21/2014 INVESTMENT PROFESSIONALS, INC. (CRD#:30184) SAN ANTONIO, TX
B
10/13/2011 - 09/04/2012 H.D. VEST INVESTMENT SERVICES (CRD#:13686) IRVING, TX
B
04/05/2011 - 07/01/2011 1ST GLOBAL CAPITAL CORP. (CRD#:30349) DALLAS, TX
B
12/18/2009 - 01/18/2011 ESPOSITO SECURITIES, LLC (CRD#:143710) DALLAS, TX
B
06/01/2006 - 04/30/2009 INSTINET, LLC (CRD#:7897) NEW YORK, NY
B
09/15/2005 - 06/01/2006 INSTINET, LLC (CRD#:42886) NEW YORK, NY
B
05/30/2001 - 09/09/2005 IDB CAPITAL CORP. (CRD#:106032) NEW YORK, NY
B
07/29/1997 - 05/29/2001 DRESDNER KLEINWORT WASSERSTEIN SECURITIES LLC (CRD#:41957) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.