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Detailed Report
ROY ALAN SHUBERT
CRD#: 2846208
IA
Investment Adviser
B
Broker
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 921 Pleasant Valley Avenue, Suite 120B
Mt. Laurel, NJ 08054
LPL FINANCIAL LLCCRD#: 6413 921 PLEASANT VALLEY AVE #120
MT LAUREL, NJ 08054
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2009 (1 year)IAPRIVATE ADVISOR GROUP, LLC (CRD# 155216)2016 - Present (9 years)BLPL FINANCIAL LLC (CRD# 6413)2009 - Present (15 years)BLINCOLN FINANCIAL ADVISORS COR... (CRD# 3978)1998 - 2008 (9 years)BIFG NETWORK SECURITIES, INC. (CRD# 19948)1997 - 1998 (1 year)IALPL FINANCIAL LLC (CRD# 6413)2009 - 2016 (7 years)IALINCOLN FINANCIAL ADVISORS COR... (CRD# 3978)2004 - 2008 (4 years)
License(s)

State Registrations

B
Florida 4/14/2022
B
Ohio 7/16/2015
B
Maryland 1/7/2013
B
Pennsylvania 9/8/2009
B
New Jersey 9/8/2009
B
South Carolina 5/13/2014
IA
New Jersey 2/25/2016
B
Tennessee 5/25/2022
B
New York 12/16/2024
IA
Texas 4/26/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIVATE ADVISOR GROUP, LLC (CRD#:155216)
921 Pleasant Valley Avenue, Suite 120B, Mt. Laurel, NJ 08054
Registered with this firm since 2/25/2016
B
LPL FINANCIAL LLC (CRD#:6413)
921 PLEASANT VALLEY AVE #120, MT LAUREL, NJ 08054
Registered with this firm since 9/8/2009
Previous Registration(s)
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IA
 09/08/2009 - 09/08/2016 LPL FINANCIAL LLC (CRD#:6413) MOORESTOWN, NJ
IA
 07/24/2008 - 09/08/2009 MUTUAL SERVICE CORPORATION (CRD#:4806) MARLTON, NJ
B
 07/03/2008 - 09/08/2009 MUTUAL SERVICE CORPORATION (CRD#:4806) MARLTON, NJ
IA
 04/22/2004 - 07/07/2008 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) CHERRY HILL, NJ
B
 11/24/1998 - 07/07/2008 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) CHERRY HILL, NJ
B
 02/18/1997 - 11/24/1998 IFG NETWORK SECURITIES, INC. (CRD#:19948) ATLANTA, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.