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Christopher F McGregor
CHRIS MCGREGOR, CHRISTOPHER FRANK MCGREGOR
CRD#: 2845902
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 10000 AVALON BLVD
ALPHARETTA, GA 30009
Registration History
199820002002200420062008201020122014201620182020202220242026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1999 - Present (25 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1997 - Present (27 years)
Disclosure(s)
View By:
2/19/2002
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 4/12/2005

B
New Jersey 3/6/2019

B
California 11/6/2013

B
New Mexico 7/22/2022

B
Colorado 9/16/2024

B
New York 12/16/1999

B
Connecticut 1/15/2025

B
North Carolina 3/2/2017

B
District of Columbia 7/8/2022

B
Ohio 2/2/2009

B
Florida 2/7/2013

B
Oregon 2/17/2021

B
Georgia 2/10/1997

B
Pennsylvania 2/7/2013

IA
Georgia 4/19/2004

B
South Carolina 12/20/1999

B
Illinois 11/21/2012

B
Tennessee 3/12/2009

B
Indiana 7/17/2019

B
Texas 4/14/2014

B
Louisiana 3/16/2015

IA
Texas 4/16/2014

B
Maryland 9/16/2024

B
Utah 1/15/2025

B
Minnesota 5/31/2023

B
Virginia 1/15/2025

B
Missouri 1/15/2025

B
Washington 7/22/2019

B
Montana 9/16/2024

B
West Virginia 9/16/2024

B
Nevada 12/1/2011

B
Wisconsin 9/16/2024

B
New Hampshire 3/1/2021

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 12/16/1999

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 2/3/1997

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.