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DOUGLAS P HEPBURN
DOUGLAS PERIN HEPBURN
CRD#: 2845633
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 PHOENIXVILLE, PA
CETERA ADVISORS LLCCRD#: 10299 PHOENIXVILLE, PA
Registration History
199820002002200420062008201020122014201620182020202220242026IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (<1 year)BCETERA ADVISORS LLC (CRD# 10299)2005 - Present (19 years)BTHE LINCOLN NATIONAL LIFE INSU... (CRD# 2580)2003 - 2005 (2 years)BLINCOLN FINANCIAL ADVISORS COR... (CRD# 3978)1998 - 2005 (7 years)BCIGNA FINANCIAL ADVISORS,INC. (CRD# 145)1997 - 1998 (1 year)IACETERA ADVISORS LLC (CRD# 10299)2006 - 2024 (17 years)IASMART FINANCIAL ADVISORS, LLC (CRD# 118006)2006 - 2006 (<1 year)
Disclosure(s)
View By:
12/20/2003
Customer Dispute
Settled
License(s)

State Registrations

B
Colorado 8/30/2012

B
Pennsylvania 10/17/2005

B
Florida 10/17/2005

IA
Pennsylvania 3/21/2024

B
Georgia 11/18/2021

B
Washington 1/10/2012

B
Maryland 10/17/2005

B
Wyoming 9/10/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
PHOENIXVILLE, PA
101 LINDENWOOD DRIVE UNIT 225, MALVERN, PA 19355
Registered with this firm since 3/21/2024

B
CETERA ADVISORS LLC (CRD#:10299)
PHOENIXVILLE, PA
150 N RADNOR CHESTER RD SUITE F-200, RADNOR, PA 19087
Registered with this firm since 10/17/2005

Previous Registration(s)
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IA
11/02/2006 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) PHOENIXVILLE, PA
IA
02/01/2006 - 10/17/2006 SMART FINANCIAL ADVISORS, LLC (CRD#:118006) DEVON, PA
B
01/02/2003 - 10/24/2005 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
B
06/01/1998 - 10/24/2005 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) FORT WAYNE, IN
B
02/24/1997 - 06/01/1998 CIGNA FINANCIAL ADVISORS,INC. (CRD#:145) RADNOR, PA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.