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CHARLES HERBERT MARVIN IV
CHARLES H (IV) MARVIN, CHIP MARVIN IV
CRD#: 2845157
IA
B
MORGAN STANLEYCRD#: 149777 One 10th Street
Suite 600
Augusta, GA 30901
Suite 600
Augusta, GA 30901
0
Disclosures
28
Years of Experience
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State Registrations
B
Alabama 9/25/2024
B
New Hampshire 5/22/2023
B
California 6/22/2018
B
New Jersey 6/1/2009
B
Colorado 5/31/2023
B
New York 2/28/2017
B
Delaware 3/13/2023
B
North Carolina 11/17/2011
B
Florida 2/24/2015
B
Pennsylvania 8/28/2013
B
Georgia 6/1/2009
B
South Carolina 6/1/2009
IA
Georgia 8/6/2010
IA
South Carolina 6/1/2009
B
Indiana 1/3/2024
B
Tennessee 6/1/2009
B
Maryland 6/1/2009
B
Texas 5/14/2013
B
Michigan 7/31/2019
IA
Texas 5/5/2020
B
Minnesota 1/3/2024
B
Wisconsin 5/22/2023
B
Missouri 2/4/2011
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/19/2008 - 06/01/2009 | AIKEN, SC | |
B | 12/12/2008 - 06/01/2009 | AIKEN, SC | |
IA | 01/06/1998 - 12/19/2008 | AUGUSTA, GA | |
B | 03/03/1997 - 12/19/2008 | AUGUSTA, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.