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KRISTINA RAE ANN RECKER
KRIS RECKER, Kristina Recker, KRIS TUNE, KRISTINA R TUNE, KRISTINA RAE ANN TUNE
CRD#: 2845007
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 750 Town and Country Blvd
Suite 400
HOUSTON, TX 77024
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - 2010 (1 year)2 FIRMS2010 - 2017 (7 years)2 FIRMS2017 - 2019 (1 year)2 FIRMS2019 - Present (5 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)1999 - 2009 (9 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2006 - 2009 (2 years)
License(s)

State Registrations

B
Alabama 9/24/2021

B
New York 7/24/2019

B
California 7/24/2019

B
North Carolina 1/5/2023

B
District of Columbia 7/24/2019

B
Pennsylvania 7/24/2019

B
Georgia 9/24/2021

IA
Pennsylvania 1/9/2024

B
Hawaii 2/6/2025

B
South Carolina 7/24/2019

B
Louisiana 8/30/2024

B
Tennessee 9/24/2021

B
Maryland 9/24/2021

B
Texas 7/24/2019

IA
Maryland 1/4/2024

IA
Texas 7/24/2019

B
Michigan 9/24/2021

B
Vermont 9/24/2021

B
Nevada 1/4/2024

B
Virginia 9/24/2021

B
New Hampshire 9/24/2021

B
Wyoming 7/24/2019

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
750 Town and Country Blvd Suite 400, HOUSTON, TX 77024
New Cumberland, PA
Registered with this firm since 7/24/2019

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
750 Town and Country Blvd Suite 400, HOUSTON, TX 77024
New Cumberland, PA
Registered with this firm since 7/24/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/03/2017 - 07/13/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HOUSTON, TX
B
10/03/2017 - 07/13/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HOUSTON, TX
IA
06/02/2010 - 10/20/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) HOUSTON, TX
B
06/02/2010 - 10/20/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) HOUSTON, TX
IA
06/01/2009 - 06/16/2010 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) CAMP HILL, PA
B
06/01/2009 - 06/16/2010 MORGAN STANLEY SMITH BARNEY (CRD#:149777) CAMP HILL, PA
IA
01/05/2009 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CAMP HILL, PA
B
01/05/2009 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CAMP HILL, PA
IA
08/01/2006 - 01/20/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) HOUSTON, TX
B
08/17/1999 - 01/20/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
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