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THOMAS SCOTT MAPLES
THOMAS S MAPLES
CRD#: 2843675
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 8721 Milwaukee
Lubbock, TX 79424
Registration History
199820002002200420062008201020122014201620182020202220242 FIRMS1997 - Present (27 years)
Disclosure(s)
View By:
6/18/2009
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 5/28/2020

B
New York 2/13/2012

B
Colorado 5/2/2006

B
Oregon 1/30/2024

B
Georgia 5/9/2013

B
Pennsylvania 6/6/2014

B
Kansas 2/10/2000

B
Texas 4/7/1997

B
New Mexico 2/18/2020

IA
Texas 4/7/1997

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
8721 Milwaukee, Lubbock, TX 79424
4801 N Midland Dr. Suite F, Midland, TX 79707
Registered with this firm since 4/7/1997

B
MML INVESTORS SERVICES, LLC (CRD#:10409)
8721 Milwaukee, Lubbock, TX 79424
4801 N Midland Dr. Suite F, Midland, TX 79707
Registered with this firm since 4/7/1997

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.