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BRUCE DOUGLAS HALL
CRD#: 2843606
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 2713 HARVARD AVENUE, SUITE 210
ROSEBURG, OR 97471
ROSEBURG, OR 97471
CETERA ADVISORS LLCCRD#: 10299 2713 WEST HARVARD AVENUE SUITE 210
ROSEBURG, OR 97471
ROSEBURG, OR 97471
0
Disclosures
28
Years of Experience
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State Registrations
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Arizona 1/24/2025
B
Texas 9/8/2022
IA
Oregon 11/12/2020
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Texas 11/3/2022
B
Oregon 9/8/2022
B
Washington 9/8/2022
SRO Registrations
B
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IA
Registered with this firm since 11/12/2020
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Registered with this firm since 9/8/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 05/30/2008 - 09/08/2022 | ROSEBURG, OR | |
IA | 01/03/2007 - 11/12/2020 | ROSEBURG, OR | |
B | 06/17/1997 - 05/30/2008 | ROSEBURG, OR | |
IA | 09/05/1997 - 01/03/2007 | ROSEBURG, OR | |
B | 02/19/1997 - 05/27/1997 | MINNEAPOLIS, MN | |
B | 02/19/1997 - 05/27/1997 | MINNEAPOLIS, MN |
ROSEBURG, OR
09/05/1997 - 01/03/2007
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.