Individual Firm
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JESSE GAUDENIO VITAGLIANO
JESSE G VITAGLIANO
CRD#: 2843181
IA
B
MORGAN STANLEYCRD#: 149777 376 Tilton Road
Northfield, NJ 08225
Northfield, NJ 08225
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6/15/2010
Customer Dispute
Settled
5/18/2010
Customer Dispute
Settled
3/27/2003
Customer Dispute
Settled
9/20/2002
Customer Dispute
Denied
1/17/2002
Customer Dispute
Award / Judgment
11/20/2001
Customer Dispute
Settled
State Registrations
B
Alabama 4/18/2023
IA
New Jersey 3/5/2021
B
Arizona 3/5/2021
B
New York 3/5/2021
B
California 3/5/2021
B
North Carolina 3/5/2021
B
Colorado 3/9/2023
B
Ohio 7/13/2024
B
Delaware 3/5/2021
B
Pennsylvania 3/5/2021
B
District of Columbia 3/5/2021
B
Rhode Island 4/7/2021
B
Florida 3/5/2021
B
South Carolina 3/8/2021
B
Georgia 3/5/2021
IA
South Carolina 3/8/2021
B
Illinois 3/5/2021
B
Tennessee 3/5/2021
B
Maine 3/5/2021
B
Texas 3/5/2021
B
Maryland 3/5/2021
IA
Texas 3/5/2021
B
Massachusetts 3/17/2021
B
Virginia 3/5/2021
B
Nevada 3/5/2021
B
Washington 3/5/2021
B
New Hampshire 3/22/2023
B
West Virginia 3/5/2021
B
New Jersey 3/5/2021
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 3/5/2021
B
Registered with this firm since 3/5/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/09/2009 - 03/16/2021 | MT. LAUREL, NJ | |
B | 01/09/2009 - 03/16/2021 | MT. LAUREL, NJ | |
IA | 07/18/2003 - 01/12/2009 | MARLTON, NJ | |
B | 07/18/2003 - 01/12/2009 | MARLTON, NJ | |
IA | 07/02/2002 - 07/21/2003 | VOORHEES, NJ | |
B | 03/20/1998 - 07/21/2003 | PURCHASE, NY | |
B | 03/06/1997 - 04/08/1998 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.