Individual Firm
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GARY LEE KIEFFNER JR
GARY LEE KIEFFNER
CRD#: 2843171
IA
B
BRANDON FINANCIAL PLANNING, INC.CRD#: 110267 5101 WHEELIS ROAD
SUITE 112
MEMPHIS, TN 38117
SUITE 112
MEMPHIS, TN 38117
SILVER OAK SECURITIES, INCORPORATEDCRD#: 46947 5101 Wheelis Dr
Memphis, TN 38137
Memphis, TN 38137
0
Disclosures
27
Years of Experience
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State Registrations
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Tennessee 8/25/2006
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Texas 5/8/2024
B
Tennessee 11/21/2023
SRO Registrations
B
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Registered with this firm since 8/25/2006
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Registered with this firm since 11/17/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/05/1998 - 11/21/2023 | MEMPHIS, TN | |
B | 02/20/1997 - 05/19/1998 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.