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Detailed Report
BRANDON MICHAEL HARRINGTON
CRD#: 2842967
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 8310 Wehrle Dr
WILLIAMSVILLE, NY 14221-7334
Registration History
199820002002200420062008201020122014201620182020202220242026IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2021 - Present (3 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)1997 - Present (28 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)1997 - 2006 (9 years)
Disclosure(s)
View By:
5/7/2013
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 11/30/2010
B
North Carolina 4/25/2013
B
Colorado 1/10/2017
B
Ohio 12/7/2021
B
Connecticut 3/19/2014
B
Pennsylvania 7/26/2010
B
Florida 4/20/2009
B
South Carolina 3/23/2020
B
Maryland 7/28/2016
B
Tennessee 2/18/2014
B
Massachusetts 9/30/2016
B
Texas 9/17/2024
B
Nevada 1/27/2011
IA
Texas 9/18/2024
B
New Jersey 11/17/2022
B
Virginia 2/8/2012
B
New York 3/7/1997
B
Washington 2/17/2022
IA
New York 4/16/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
8310 Wehrle Dr, WILLIAMSVILLE, NY 14221-7334
Lockport, NY
Registered with this firm since 4/16/2021
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
8310 Wehrle Dr, WILLIAMSVILLE, NY 14221-7334
Lockport, NY
Registered with this firm since 3/7/1997
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 03/07/1997 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.