Individual Firm
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SUSAN PI-HSIA HUANG-CRAMER
SUSAN PI HSIA CRAMEN, SUSAN HUANG, SUSAN HUANG-CRAMER, SUSAN HUANGCRAMER
CRD#: 2842262
IA
B
MORGAN STANLEYCRD#: 149777 20400 Stevens Creek Boulevard
Suite 350
Cupertino, CA 95014
Suite 350
Cupertino, CA 95014
0
Disclosures
27
Years of Experience
View By:
State Registrations
B
California 11/5/2010
B
New York 4/6/2015
IA
California 11/9/2010
B
Oregon 9/18/2014
B
Florida 3/1/2023
B
Texas 10/7/2020
B
Maryland 10/7/2020
IA
Texas 10/12/2020
B
Michigan 2/17/2021
B
Washington 8/6/2014
B
Missouri 10/7/2020
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 11/9/2010
B
Registered with this firm since 11/5/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/01/2010 - 11/12/2010 | SAN FRANCISCO, CA | |
B | 01/01/2010 - 11/12/2010 | SAN FRANCISCO, CA | |
IA | 06/14/2002 - 01/01/2010 | SAN FRANCISCO, CA | |
B | 06/14/2002 - 01/01/2010 | SAN FRANCISCO, CA | |
IA | 11/19/1998 - 06/17/2002 | SAN FRANCISCO, CA | |
B | 10/07/1998 - 06/17/2002 | NEW YORK, NY | |
B | 03/13/1997 - 08/28/1998 | LONG ISLAND CITY, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.