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Detailed Report
DAVID LELAND DARLINGTON
DAVID L DARLINGTON
CRD#: 2842125
IA
Investment Adviser
B
Broker
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 8333 Glynoaks Dr
Suite 100
LINCOLN, NE 68516
Registration History
199820002002200420062008201020122014201620182020202220242026IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2009 - Present (16 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)1997 - Present (28 years)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)1997 - 2002 (4 years)IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2005 - 2008 (3 years)
License(s)

State Registrations

B
Arizona 7/8/2019
B
Nebraska 1/1/2002
B
California 2/3/2004
IA
Nebraska 3/20/2009
B
Colorado 7/13/2006
B
Nevada 5/18/2020
B
Connecticut 2/8/2024
B
North Carolina 2/5/2021
B
Delaware 4/21/2022
B
Ohio 12/11/2019
B
District of Columbia 1/8/2021
B
Oklahoma 3/15/2018
B
Florida 2/9/2016
B
South Dakota 1/11/2013
B
Georgia 3/1/2019
B
Tennessee 8/27/2024
B
Hawaii 10/21/2021
B
Texas 10/19/2012
B
Illinois 1/1/2002
B
Utah 5/3/2024
B
Iowa 1/1/2002
B
Virginia 5/2/2024
B
Kansas 11/3/2008
B
Washington 5/3/2005
B
Massachusetts 5/3/2024
B
Wisconsin 1/1/2002
B
Minnesota 2/15/2007
B
Wyoming 11/3/2008
B
Missouri 7/16/2007

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered representatives

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881)
8333 Glynoaks Dr Suite 100, LINCOLN, NE 68516
Registered with this firm since 3/20/2009
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881)
8333 Glynoaks Dr Suite 100, LINCOLN, NE 68516
Registered with this firm since 2/12/1997
Previous Registration(s)
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IA
 01/14/2005 - 09/29/2008 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) LINCOLN, NE
B
 02/12/1997 - 01/01/2002 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.