Individual Firm
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Joseph McDonald Oliver III
JOE OLIVER
CRD#: 2841938
IA
B
GROVE POINT ADVISORS, LLCCRD#: 313171 Wilmington, NC
GROVE POINT INVESTMENTS, LLCCRD#: 1763 Wilmington, NC
0
Disclosures
28
Years of Experience
View By:
State Registrations
B
District of Columbia 2/1/2006
B
North Carolina 2/1/2006
B
Florida 11/12/2015
IA
North Carolina 4/1/2021
B
Maryland 2/1/2006
B
South Carolina 3/13/2020
B
New Jersey 3/16/2022
B
Virginia 2/1/2006
SRO Registrations
B
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/20/2006 - 04/01/2021 | ROCKVILLE, MD | |
IA | 02/01/2006 - 10/19/2006 | ROCKVILLE, MD | |
IA | 01/31/2003 - 02/02/2006 | SILVER SPRING, MD | |
B | 01/31/2003 - 02/02/2006 | FORT MILL, SC | |
IA | 07/29/1999 - 02/26/2003 | SILVER SPRING, MD | |
B | 06/03/1999 - 02/26/2003 | FORT WAYNE, IN | |
B | 06/03/1999 - 02/26/2003 | FORT WAYNE, IN | |
B | 01/23/1997 - 06/01/1999 | BETHESDA, MD |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.