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Detailed Report
BRANDEN JENNINGS MINUTH
BRANDEN J MINUTH
CRD#: 2841775
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 4805 TOWNE CENTRE RD
SAGINAW, MI 48604
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2011 - Present (14 years)BMORGAN STANLEY SMITH BARNEY (CRD# 149777)2009 - 2011 (1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1999 - 2009 (10 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1997 - 1999 (2 years)IAMORGAN STANLEY SMITH BARNEY LLC (CRD# 149777)2010 - 2011 (<1 year)
Disclosure(s)
View By:
3/8/2003
Criminal
Final Disposition
License(s)

State Registrations

B
Arizona 11/13/2023
B
Montana 7/19/2016
B
California 1/4/2011
B
New York 1/4/2011
B
Colorado 1/4/2011
B
North Carolina 1/4/2011
B
District of Columbia 8/2/2024
B
Ohio 1/17/2023
B
Florida 1/4/2011
B
South Carolina 3/2/2016
IA
Florida 3/18/2021
IA
Texas 1/3/2017
B
Illinois 1/4/2011
B
Texas 5/22/2024
B
Maryland 1/19/2023
B
Utah 7/19/2016
B
Michigan 1/4/2011
B
Virginia 1/4/2011
IA
Michigan 1/4/2011
B
Wyoming 1/4/2011
B
Minnesota 12/6/2011

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
4805 TOWNE CENTRE RD, SAGINAW, MI 48604
Stuart, FL
Registered with this firm since 1/4/2011
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
4805 TOWNE CENTRE RD, SAGINAW, MI 48604
Stuart, FL
Registered with this firm since 1/4/2011
Previous Registration(s)
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IA
 11/04/2010 - 01/13/2011 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) SAGINAW, MI
B
 06/01/2009 - 01/13/2011 MORGAN STANLEY SMITH BARNEY (CRD#:149777) SAGINAW, MI
B
 05/25/1999 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SAGINAW, MI
B
 02/19/1997 - 06/01/1999 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.