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Detailed Report
JULIAN L LATIMER IV
J LANE LATIMER IV, J. LANE LATIMER IV, JULIAN LANE LATIMER IV, JULIAN LANE LATIMER, J. LANE LATIMER IV IV
CRD#: 2839795
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 401 E LAS OLAS BLVD
FORT LAUDERDALE, FL 33301
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - 2010 (5 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2011 - Present (14 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2010 - Present (14 years)
License(s)

State Registrations

B
Alabama 11/4/2010
B
Nebraska 11/4/2010
B
Alaska 11/4/2010
B
Nevada 11/4/2010
B
Arizona 11/4/2010
B
New Hampshire 11/4/2010
B
Arkansas 11/4/2010
B
New Jersey 11/4/2010
B
California 11/4/2010
B
New Mexico 11/4/2010
B
Colorado 11/4/2010
B
New York 11/4/2010
B
Connecticut 11/4/2010
B
North Carolina 11/5/2010
B
Delaware 11/4/2010
B
North Dakota 11/4/2010
B
District of Columbia 11/4/2010
B
Ohio 11/5/2010
B
Florida 11/4/2010
B
Oklahoma 11/4/2010
IA
Florida 1/19/2011
B
Oregon 11/4/2010
B
Georgia 11/4/2010
B
Pennsylvania 11/4/2010
B
Hawaii 11/4/2010
B
Puerto Rico 11/4/2010
B
Idaho 11/4/2010
B
Rhode Island 11/4/2010
B
Illinois 11/4/2010
B
South Carolina 11/4/2010
B
Indiana 11/4/2010
B
South Dakota 11/4/2010
B
Iowa 11/4/2010
B
Tennessee 12/15/2010
B
Kansas 11/4/2010
B
Texas 11/4/2010
B
Kentucky 11/4/2010
IA
Texas 1/3/2011
B
Louisiana 11/4/2010
B
Utah 11/4/2010
B
Maine 11/4/2010
B
Vermont 11/4/2010
B
Maryland 11/4/2010
B
Virgin Islands 11/4/2010
B
Massachusetts 11/4/2010
B
Virginia 11/4/2010
B
Michigan 11/4/2010
B
Washington 11/4/2010
B
Minnesota 11/4/2010
B
West Virginia 11/4/2010
B
Mississippi 11/4/2010
B
Wisconsin 11/4/2010
B
Missouri 11/4/2010
B
Wyoming 11/4/2010
B
Montana 11/4/2010

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
401 E LAS OLAS BLVD, FORT LAUDERDALE, FL 33301
Lighthouse Point, FL
Registered with this firm since 1/3/2011
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
401 E LAS OLAS BLVD, FORT LAUDERDALE, FL 33301
Lighthouse Point, FL
Registered with this firm since 11/4/2010
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/02/2004 - 08/30/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) JOHNSON CITY, TN
B
 10/26/2004 - 08/30/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) JOHNSON CITY, TN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.