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THOMAS GEORGE DELANEY
THOMAS G DELANEY, TOM DELANEY
CRD#: 2839233
IA
Investment Adviser
B
Broker
FINANCIAL ADVOCATES INVESTMENT MANAGEMENTCRD#: 151298 2895 South Beavercreek Road
Suite 208
Oregon City, OR 97045
LPL FINANCIAL LLCCRD#: 6413 2895 BEAVERCREEK RD STE 208
OREGON CITY, OR 97045
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2014 - 2019 (5 years)2 FIRMS2019 - Present (5 years)BGFI SECURITIES LLC (CRD# 19982)2005 - 2007 (1 year)BCHAPDELAINE CORPORATE SECURITI... (CRD# 23741)1998 - 2005 (7 years)BMCFADDEN, FARRELL & SMITH, L.P. (CRD# 26245)1997 - 1998 (<1 year)
Disclosure(s)
View By:
2/1/2019
Financial
Final
License(s)

State Registrations

B
California 8/28/2019

B
Oregon 9/17/2019

B
Florida 8/28/2019

IA
Oregon 9/20/2019

B
Hawaii 9/24/2019

IA
Texas 3/13/2024

B
Maryland 9/3/2019

B
Utah 8/28/2019

B
New York 8/28/2019

B
Washington 8/28/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT (CRD#:151298)
2895 South Beavercreek Road Suite 208, Oregon City, OR 97045
Registered with this firm since 9/20/2019

B
LPL FINANCIAL LLC (CRD#:6413)
2895 BEAVERCREEK RD STE 208, OREGON CITY, OR 97045
Registered with this firm since 8/28/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/21/2014 - 07/30/2019 WADDELL & REED (CRD#:866) PORTLAND, OR
B
07/17/2014 - 07/30/2019 WADDELL & REED (CRD#:866) PORTLAND, OR
B
08/25/2005 - 05/24/2007 GFI SECURITIES LLC (CRD#:19982) NEW YORK, NY
B
02/05/1998 - 09/01/2005 CHAPDELAINE CORPORATE SECURITIES & CO (CRD#:23741) NEW YORK, NY
B
04/17/1997 - 01/14/1998 MCFADDEN, FARRELL & SMITH, L.P. (CRD#:26245) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.