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JAMES GRAY GALLOWAY JR
JIMBO GALLOWAY JR
CRD#: 2838960
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 100 North Main Street
Suite 2400
Winston-Salem, NC 27101
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2001 - 2016 (15 years)2 FIRMS2016 - Present (8 years)BDB ALEX. BROWN LLC (CRD# 17790)1997 - 2001 (3 years)BALEX. BROWN & SONS INCORPORATED (CRD# 20)1997 - 1997 (<1 year)
License(s)

State Registrations

B
Alabama 12/26/2019

B
New York 9/6/2016

B
Alaska 4/17/2023

B
North Carolina 9/6/2016

B
Arizona 1/18/2023

IA
North Carolina 9/6/2016

B
California 9/6/2016

B
Ohio 1/2/2020

B
Colorado 9/6/2016

B
Oregon 9/6/2016

B
Connecticut 9/6/2016

B
South Carolina 9/6/2016

B
District of Columbia 9/6/2016

B
Tennessee 9/6/2016

B
Florida 9/6/2016

B
Texas 9/6/2016

B
Georgia 9/6/2016

IA
Texas 9/6/2016

B
Illinois 4/9/2024

B
Vermont 9/6/2016

B
Massachusetts 8/1/2018

B
Virginia 9/6/2016

B
Montana 1/31/2024

B
Wyoming 9/6/2016

B
New Mexico 5/26/2021

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
100 North Main Street Suite 2400, Winston-Salem, NC 27101
Registered with this firm since 9/6/2016

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
100 North Main Street Suite 2400, Winston-Salem, NC 27101
Registered with this firm since 9/6/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/31/2001 - 09/06/2016 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) WINSTON-SALEM, NC
B
01/13/2001 - 09/06/2016 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) WINSTON-SALEM, NC
B
09/01/1997 - 01/13/2001 DB ALEX. BROWN LLC (CRD#:17790) BALTIMORE, MD
B
01/21/1997 - 09/01/1997 ALEX. BROWN & SONS INCORPORATED (CRD#:20)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.