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BRIAN EDWARD SPEER
CRD#: 2838656
IA
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WELLS FARGO ADVISORSCRD#: 19616 15955 SW BOONES FERRY RD
LAKE OSWEGO, OR 97035
LAKE OSWEGO, OR 97035
0
Disclosures
15
Years of Experience
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State Registrations
B
Arizona 5/11/2023
B
North Carolina 9/2/2022
B
California 8/11/2021
B
Oregon 6/20/2012
B
Florida 4/17/2023
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Oregon 7/6/2012
B
Georgia 9/6/2024
B
Texas 8/11/2021
B
Hawaii 10/8/2024
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Texas 8/12/2021
B
Idaho 1/26/2024
B
Washington 4/1/2019
B
Nevada 7/10/2020
SRO Registrations
B
B
B
B
B
B
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Registered with this firm since 7/6/2012
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Registered with this firm since 6/5/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/03/1997 - 06/18/1999 | SAINT PAUL, MN | |
B | 02/12/1997 - 09/03/1997 | PORTLAND, OR |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.