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HENRY HERNAN MALPARTIDA
HENRY H MALPARTIDA
CRD#: 2838507
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 100 SE 2ND STREET
27TH FLOOR
MIAMI, FL 33131
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2010 - Present (15 years)BUBS INTERNATIONAL INC. (CRD# 107726)2006 - 2010 (3 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2001 - 2006 (5 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)2000 - 2001 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1997 - 1999 (1 year)IAUBS INTERNATIONAL INC. (CRD# 107726)2007 - 2010 (2 years)
License(s)

State Registrations

B
Arizona 1/1/2010

B
New Mexico 7/31/2024

B
California 9/18/2023

B
New York 1/1/2010

B
Colorado 7/6/2022

B
Ohio 10/14/2019

B
Connecticut 1/1/2010

B
Puerto Rico 2/7/2024

B
Delaware 2/7/2024

B
South Dakota 2/7/2024

B
District of Columbia 3/11/2014

B
Texas 2/7/2024

B
Florida 1/1/2010

IA
Texas 2/14/2024

IA
Florida 1/1/2010

B
Virgin Islands 2/7/2024

B
Maine 2/7/2024

B
Washington 11/25/2024

B
Massachusetts 7/8/2015

B
Wyoming 1/31/2023

B
Minnesota 2/7/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 SE 2ND STREET 27TH FLOOR, MIAMI, FL 33131
Miami, FL
Registered with this firm since 1/1/2010

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 SE 2ND STREET 27TH FLOOR, MIAMI, FL 33131
Miami, FL
Registered with this firm since 1/1/2010

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/11/2007 - 01/01/2010 UBS INTERNATIONAL INC. (CRD#:107726) CORAL GABLES, FL
B
11/14/2006 - 01/01/2010 UBS INTERNATIONAL INC. (CRD#:107726) CORAL GABLES, FL
B
05/04/2001 - 11/17/2006 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MIAMI, FL
B
11/22/2000 - 12/19/2001 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
B
12/19/1997 - 02/24/1999 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.