Individual Firm
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MICHAEL ANDREW WAVERKA
CRD#: 2838426
IA
B
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 HERSHEY, PA
0
Disclosures
26
Years of Experience
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State Registrations
B
Florida 11/8/2017
B
Pennsylvania 5/18/2012
IA
Florida 11/9/2017
B
Virginia 10/4/2022
B
Maryland 9/4/2012
IA
Virginia 5/16/2024
B
New Jersey 1/20/2021
B
West Virginia 9/4/2012
IA
New Jersey 1/20/2021
IA
West Virginia 9/11/2012
IA
Pennsylvania 5/11/2012
SRO Registrations
B
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B
IA
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/07/2010 - 03/21/2011 | LANCASTER, PA | |
B | 09/07/2010 - 03/21/2011 | LANCASTER, PA | |
IA | 02/19/2009 - 09/07/2010 | ELIZABETHTOWN, PA | |
B | 02/18/2009 - 09/07/2010 | ELIZABETHTOWN, PA | |
IA | 12/08/2006 - 01/26/2009 | LANCASTER, PA | |
B | 12/08/2006 - 01/26/2009 | LANCASTER, PA | |
IA | 09/27/2006 - 12/11/2006 | CAMP HILL, PA | |
B | 09/20/2006 - 12/11/2006 | CAMP HILL, PA | |
IA | 08/10/2005 - 09/15/2006 | HERSHEY, PA | |
B | 08/19/2005 - 09/15/2006 | HERSHEY, PA | |
IA | 05/02/2005 - 07/08/2005 | HARRISBURG, PA | |
B | 01/01/2004 - 07/08/2005 | WINDSOR, CT | |
B | 03/31/1997 - 01/01/2004 | DES MOINES, IA |
LANCASTER, PA
12/08/2006 - 01/26/2009
LANCASTER, PA
12/08/2006 - 01/26/2009
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.