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Detailed Report
AARON SCOTT BUCZEK
AARON S BUCZEK
CRD#: 2838281
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Investment Adviser
CREATIVE PLANNINGCRD#: 105348 12760 HIGH BLUFF DRIVE
SAN DIEGO, CA 92130
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2013 (4 years)IACREATIVE PLANNING (CRD# 105348)2013 - Present (12 years)IAFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)2008 - 2008 (<1 year)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2000 - 2002 (2 years)
Disclosure(s)
View By:
3/31/2021
Customer Dispute
Award / Judgment
10/17/2016
Customer Dispute
Denied
License(s)

State Registrations

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California 3/27/2013
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Texas 1/31/2019
Current Registration(s)
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CREATIVE PLANNING (CRD#:105348)
12760 HIGH BLUFF DRIVE, SAN DIEGO, CA 92130
Registered with this firm since 3/27/2013
Previous Registration(s)
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 11/10/2008 - 03/19/2013 AMERIVEST INVESTMENT MANAGEMENT, LLC (CRD#:111514) CARLSBAD, CA
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 11/10/2008 - 03/19/2013 TD AMERITRADE, INC. (CRD#:7870) CARLSBAD, CA
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 03/14/2008 - 08/19/2008 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) SAN DIEGO, CA
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 02/17/2000 - 05/29/2002 CHARLES SCHWAB & CO., INC. (CRD#:5393) LOS ANGELES, CA
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.